Complaint Status
Disclosure with respect to compliance with Annual compliance audit requirement under Regulation 19(3) of SECURITIES AND EXCHANGE BOARD OF INDIA (INVESTMENT ADVISERS) REGULATIONS, 2013 for last and current financial year are as under :
| Sr. No | Financial Year | Compliance Audit Status | Remarks, If any |
|---|---|---|---|
| 1 | FY 2022-23 | Conducted | NA |
| 2 | FY 2023-24 | Conducted | NA |
| 3 | FY 2024-25 | Conducted | NA |
| 4 | FY 2025-26 | Under Process | NA |
Status of Client Complaints for the month ending May, 2026 as per latest SEBI guideline
Sr.No. | Received Form | Pending At the End of The Month | Received | Resolved | Total Pending | Pending Complaints > Last Month | Average Resolution time |
1. | Directly from investors | 0 | 0 | 0 | 0 | 0 | – |
2. | SEBI (SCORES) | 0 | 0 | 0 | 0 | 0 | – |
3. | Other Sources | 0 | 0 | 0 | 0 | 0 | – |
Grand Total | 0 | 0 | 0 | 0 | 0 | – |
Average Resolution time is the sum total of time taken to resolve each complaint in days, in the current month divided by total number of complaints resolved in the current month.
Trend of monthly disposal of complaints.
|
Sr.No. |
Month |
Carried forward from previous month |
Received |
Resolved |
Total Pending |
|
1. |
May, 2026 |
0 |
0 |
0 |
0 |
|
2. |
April, 2026 |
0 |
0 |
0 |
0 |
|
3. |
March, 2026 |
0 |
0 |
0 |
0 |
|
4. |
February, 2026 |
0 |
0 |
0 |
0 |
|
5. |
January, 2026 |
0 |
0 |
0 |
0 |
|
6. |
December, 2025 |
0 |
0 |
0 |
0 |
|
Grand Total |
– |
0 |
0 |
0 |
*Inclusive of complaints of previous months resolved in the current month.
#Inclusive of complaints pending as on the last day of the month
Trend of annual disposal of complaints
Sr.No. | Year | Carried forwarded from previous year | Received | Resolved | Pending |
1. | 2022-2023 | 0 | 0 | 0 | 0 |
2. | 2023-2024 | 0 | 0 | 0 | 0 |
3. | 2024-2025 | 0 | 0 | 0 | 0 |
4. | 2025-2026 | 0 | 0 | 0 | 0 |
Grand Total | 0 | 0 | 0 | 0 |
*Inclusive of complaints of previous months resolved in the current month.
#Inclusive of complaints pending as on the last day of the month